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IMO · Hong Kong Convention · EU SRR

The Hong Kong Ship Recycling Convention and the EU Ship Recycling Regulation: the IHM, certificates and deadlines

The Hong Kong International Convention for the Safe and Environmentally Sound Recycling of Ships has been in force since 26 June 2025. Ships of 500 GT and above flying a Party’s flag carry an Inventory of Hazardous Materials (IHM) and its certificate, and go only to authorized recycling yards. Existing ships have until 26 June 2030. EU-flagged ships, and non-EU ships calling at EU ports, also fall under the EU Ship Recycling Regulation.

Who needs what, and when

Hong Kong Convention requirements by date
FromWhoRequirement
26 Jun 2025New shipsInternational Certificate on Inventory of Hazardous Materials
26 Jun 2025Every ship going for recycling (new or existing)International Ready for Recycling Certificate
26 Jun 2025Ship recycling facilitiesDocument of Authorization to conduct Ship Recycling (DASR)
26 Jun 2030Existing ships (or earlier, before going for recycling)International Certificate on Inventory of Hazardous Materials

Source: IMO, FAQ: Implementing the Hong Kong Convention (PDF); read on 13 November 2026. IMO notes that flag States and class societies are expected to set their own phase-in so that existing ships do not all come due in June 2030.

Status and scope

Adopted at a diplomatic conference in Hong Kong, China, in May 2009, the Convention needed at least 15 States, 40% of world merchant tonnage and recycling capacity of at least 3% of those States’ combined tonnage. Those conditions were met in 2023 and it entered into force 24 months later, on 26 June 2025. On that day IMO counted 24 Parties covering 57.15% of world tonnage, among them the flag States Japan, Liberia, the Marshall Islands and Panama, and the recycling States Bangladesh, India, Pakistan and Türkiye.

Ships covered: every ship entitled to fly a Party’s flag, a definition that includes floating platforms, FSUs and FPSOs and a vessel stripped of equipment or being towed. Not covered: ships under 500 GT, ships operating all their life only in waters of their flag Party, and warships, naval auxiliaries and other government ships on non-commercial service.

Hazardous materials: the Convention prohibits or restricts materials such as asbestos, polychlorinated biphenyls (PCBs), ozone-depleting substances, and anti-fouling compounds and systems containing organotin compounds or cybutryne.

Sources: IMO, press briefing, 26 June 2025, Ship recycling and the Hong Kong Convention FAQ; read on 13 November 2026. The Party count is IMO’s figure at entry into force.

The Inventory of Hazardous Materials (IHM)

The shipowner prepares and keeps a ship-specific IHM listing the hazardous materials on board, with their location and quantity. It is verified by the Administration or its recognized organization, following IMO’s 2023 IHM guidelines (resolution MEPC.379(80)). It has three parts:

  • Part I – hazardous materials in the ship’s structure and equipment, kept up to date throughout the ship’s life;
  • Part II – operationally generated waste; and
  • Part III – stores.

Parts II and III are prepared before the ship is recycled. Before recycling, the owner gives the authorized yard the completed IHM so that the yard can prepare a ship-specific Ship Recycling Plan.

Sources: IMO, Hong Kong Convention FAQ and Ship recycling; read on 13 November 2026.

Surveys, certificates and port State control

  • Initial survey before the ship enters service (for an existing ship, before its IHM certificate is issued).
  • Renewal survey at intervals set by the Administration, not exceeding five years.
  • Additional survey, at the owner’s request, after a change, replacement or significant repair of structure or equipment.
  • Final survey before the ship is taken out of service for recycling. It checks that IHM Parts I–III comply, that the Ship Recycling Plan reflects the IHM (including safe-for-entry and safe-for-hot-work conditions) and has been explicitly or tacitly approved by the Competent Authority, and that the yard holds a valid DASR. The International Ready for Recycling Certificate that follows is valid for a period set by the Administration, not more than three months.

Port State control: a ship may be inspected in the port of another Party, starting with a check that it carries a valid IHM certificate or Ready for Recycling Certificate with the IHM. IMO’s FAQ says that failing to update the IHM should not on its own be a detainable deficiency; inconsistencies are reported to the flag and put right at the next survey. Failing to carry a valid certificate is among the deficiencies that may justify detention.

Source: IMO, Hong Kong Convention FAQ (PDF); read on 13 November 2026. Paraphrased; the Convention text and the 2012 survey and inspection guidelines (MEPC.222(64), MEPC.223(64)) are authoritative.

The EU Ship Recycling Regulation

Regulation (EU) No 1257/2013 applies to ships flying the flag of an EU Member State, with the same 500 GT, government-ship and domestic-only exclusions. EU-flagged ships may be recycled only at yards on the European List of ship recycling facilities. Its Article 12 applies to non-EU ships calling at a port or anchorage of a Member State.

Certificates under the EU Ship Recycling Regulation
ShipDocumentSince
New EU-flagged shipInventory certificate (IC)31 Dec 2018
EU-flagged ship going for recyclingReady for recycling certificate (RfRC)31 Dec 2018
Existing EU-flagged shipInventory certificate (IC)31 Dec 2020
Non-EU ship at an EU port or anchorageStatement of compliance (SoC) with the IHM31 Dec 2020

A non-EU ship that does not comply may be warned, detained, dismissed or excluded from EU ports and offshore terminals (Article 12(5)). A ship can fall under both regimes; check with your flag State and class which certificates it needs under each.

Sources: EU, Regulation (EU) No 1257/2013 (EUR-Lex); dates and certificate names from EMSA’s guidance on port State inspections under the Regulation (27 September 2019; an EU agency’s non-binding guidance); read on 13 November 2026.

Questions

When did the Hong Kong Convention enter into force?

On 26 June 2025. It was adopted in Hong Kong, China, in May 2009; its entry-into-force conditions were met in 2023 and it entered into force 24 months later. IMO reported 24 Parties at that date, covering 57.15% of world shipping by tonnage.

Which ships does it apply to?

Ships entitled to fly the flag of a Party. It does not apply to ships of less than 500 GT, ships operating throughout their life only in waters under the jurisdiction of their flag Party, or warships, naval auxiliaries and other government ships on non-commercial service.

When does an existing ship need an Inventory of Hazardous Materials certificate?

Under the Hong Kong Convention, an existing ship needs its International Certificate on Inventory of Hazardous Materials no later than 26 June 2030, or before it goes for recycling if that is earlier. New ships have needed one since 26 June 2025.

What are the three parts of the IHM?

Part I lists hazardous materials in the ship's structure and equipment and is kept up to date through the ship's life. Part II covers operationally generated waste and Part III covers stores; both are prepared before the ship is recycled.

What is the International Ready for Recycling Certificate?

The certificate issued after the final survey, once the IHM, the ship recycling plan and the facility's authorization have been checked. The Administration sets its validity, which may not exceed three months.

Does the EU Ship Recycling Regulation still apply?

Yes. Regulation (EU) No 1257/2013 applies to ships flying an EU flag, which may be recycled only at facilities on the European List, and its Article 12 applies to non-EU ships calling at an EU port or anchorage. Since 31 December 2020 those non-EU ships have been asked for a statement of compliance together with their IHM.

Mariners Digest is made by CryoSim. It is not affiliated with or endorsed by IMO or the European Union. This page summarises published IMO and EU documents in CryoSim’s own words and is not legal or technical advice; the Convention, the EU Regulation, your flag State’s requirements and your verified documents always take precedence. Published 2026-11-13, updated 2026-11-13. See also the Ballast Water Management Convention, SOLAS amendments in force in 2026, MARPOL Annex VI emission control areas and Mariners Digest.

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